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Can Security Be Enhanced Through the Construction of a Mediterranian
Region?
Emanuel Adler and Beverly Crawford
Summary
Culture and identity are the kernel of the world's most intricate
security problems. But to what extent are they components of a
solution to those problems? How can culture and identity contribute
to peace? Increasingly, both analysts and politicians associate
regional security with regional integration and the development
of regional identities and a common political culture. To explore
the security-enhancing role of culture and identity as an integral
part of regional integration, this project analyzes the process
of constructing a "Mediterranean Region." It combines documentation
of this process with a policy analysis that will build on an interdisciplinary,
transnational, "track-two diplomacy"-type, long-standing seminar
on Mediterranean regional integration.
Project Description and Research Questions
The Mediterranean is arguably the world's most volatile region.
In the area that ties together southern Europe, North Africa,
and the Middle East, the cultural cleavages between the West and
Islam and the economic gap between the North and the South collide.
This collision exposes the central threats of the post-Cold War
era: religious fundamentalism, nuclear proliferation, international
terrorism, migration, the drug trade, and interstate military
conflict. The task of bridging these cleavages in the Mediterranean
is urgent and long overdue.
In recent years, in fact, concerted bridge-building efforts have
begun. The European Council Summit of June 1992 recognized for
the first time that "The southern and eastern shores of Mediterranean
and the Middle East are both areas of interest to the Union, in
terms of security and social stability." Indeed, with the Cold
War's end and Germany's achievement of unity and sovereignty,
France feared that Europe would drift eastward; the EMP would
help achieve a new power balance between France and Germany (Weinber,
1999). And the wars of Yugoslav succession reminded Europeans
that the post-war peace on the continent could again be threatened.
The EU longed to be an actor on the world stage, and, at the very
least, a regional hegemon (Nicolaidas 1999). In November, 1995,
the Spanish presidency of the EU organized a conference in Barcelona,
with the 15 members of the EU and 12 countries of the South Mediterranean.
The outcome was the Barcelona Declaration or Euro-Mediterranean
Partnership (EMP) Initiative. Backed by the largest EU financial
commitment ever made outside the Union, the Declaration launched
a set of economic, political, cultural, and social initiatives,
intended to reinforce one another in an open-ended process of
regional integration. The stated purpose of this process was to
extend southward the European area of stability. It relied on
the notion of "partnership" to signal the intent to create more
interdependence between the EU and non-EU Mediterranean countries,
to create a multilateral framework of relations, and to thereby
create a Mediterranean "region."
It is this self-conscious effort to construct a "region" in this
explosive area of the world that we find most intriguing: the
intent is to create "regional" interests and identities that transcend
national boundaries. The Barcelona Declaration explicitly uses
the language of community building to express its goals. The designers
of EMP subscribe to the haunting idea that the best way to achieve
security, political stability and economic welfare in the Mediterranean
is neither by an elaborate system of alliances, collective security
systems, or mere functional economic integration schemes. Rather,
participants believe that security will be achieved by inventing
a region that pools its resources and offers a shared social identity.
In proposing to study the EMP, we propose to study the birth
and evolution of a new international practice and the conditions
under which that practice will succeed or fail. Can the EMP process
bridge the gaps between the West and Islam, North and South? Can
a regional "identity" and culture—transcending national
identities and cultures—be consciously constructed? And
if so, to what extent does the construction of a Mediterranean
region ensure stability and prosperity?
The EMP as a "hard case:" Project Justification
The EMP process can be considered a "hard case" of regional integration
for three reasons. First, because cultural differences and economic
inequalities in the Mediterranean are so explosive, the integration
process will be much more difficult than the process of European
integration or even integration in the Asia-Pacific region, where
national cultural differences are smaller and less volatile. This
instability is exacerbated by the exclusion from the process of
the "outer ring" (Solingen 1999) of states facing the same explosive
dilemmas surrounding (and even inside) the region: Lybia, Iraq,
Sudan, and Iran.
Secondly, the social engineering inherent in the EMP process
will make it difficult for participants to claim legitimacy at
home for the region that they create. In Northern Africa and the
Middle East, poor and predominantly Islamic states, are deeply
suspicious of Western attempts to impose on them "a regional identity."
Many believe that Western security concerns are unjustified and
view the attempt at "region-building" as threatening neocolonial
machinations. The last time that the Mediterranean was united
as a region was as the "Mare Nostrom" under the Roman Empire.
A forced common culture can only exacerbate conflict.
Third, many of these states are torn by internal schisms and
blurred territorial definitions. Their very existence is tenuous,
and their own national identities are uncertain. It is questionable
whether, without a secure national identity, these states will
be able to assume the regional identity believed to be necessary
for regional security. Finally, conventional wisdom suggests that
the fate of the EMP process is tied to the fate of the Middle
East peace process. Indeed, Israeli-Palestinian bickering disrupted
the 1997 EMP meeting in Malta. Since the EMP's inception in 1995,
the Middle East peace process has been halting and uncertain.
It is widely believed that the EMP process will always lag behind,
and will even be shelved if the peace process stagnates.
Nonetheless, both despite the fact that this is a "hard case"
of regional integration and because of that fact, it is an important
and unprecedented one. For precisely the reasons noted above,
it is our expectation that if regional integration is achieved
in the Mediterranean, it will not follow the European model. It
is likely to be constructed in such a way that it can neither
be mistaken for a Northern economic hegemonic design nor for an
attempt on the part of Southern states to impose a new economic
order on their Northern "partners." We suspect that in order to
invent the Mediterranean region, participants will need to both
invent and to reinvent themselves. And when the various regional
actors have developed a culture of dissent without having to resort
to violence in the Mediterranean, they will have built a stable
Mediterranean culture with its multiple identities and beliefs.Other
empirical cases of integration, such as Southeast Asia (ASEAN)
suggest that such a development is necessary: political elites
have begun to change the way they understand security and their
concept of "home" (Acharya, 1993; Mack and Kerr, 1995). And they
are discovering that it has become imperative to their security
and welfare to "co-bind" (Deudney, 1996) their destinies into
larger political entities that do not come at the expense of their
existing cultural identities and allegiances.
Furthermore, we would advance the counterintuitive expectation
that the fate of the Middle East peace process is tied to the
fate of the development of a Mediterranean region, and not the
other way around. National, transnational, and international actors
and organizations around the Mediterranean sea, empowerd by the
EMP initiative, have continued to lay the foundations of dense
social networks that we believe are necessary for the development
of a "region." If they continue to grow, we suspect that the EMP
will begin to cast a shadow on the Middle East conflict, and that
political pressures or even calls for international intervention
to end the conflict will increase. Indeed, the EMP process might
even be used to pressure Middle Eastern states to put an end to
the conflict. Despite stagnation in the peace process and the
failure of Syria and Lebanon to exclude Israel from the EMP process,
Arab states remained in the negotiations and meetings (Weinber,
1999).
Theoretical Premises
New theoretical perspectives on the role of culture, identity,
and social communication in international relations suggest that
the EMP process may be an important case of international change
(Adler and Barnett, 1998; Katzenstein, 1996; Finnemore, 1996).
This literature suggests that cultural and normative factors are
critical to the development of international cooperation. Moreover,
peaceful change may depend on the development of mutual trust
and shared identities. These may develop through transactions,
socialization processes, and common institutional developments.
Furthermore, socio-cognitive perspectives of International Relations
are pointing to the fact that states' interests and their sense
of security are relative and dependent on their identities (Wendt,
1994)). The definition of an actor's identity ("we") is always
in reference to another actor ("them"), and this need for an identity
defined in opposition can lead to conflict (Mercer, 1995). As
new regions are created and existing regions enlarged, a new "we"
is created. A common identity can ease negotiations and compromises
among conflicting interests, provide a basis for shared interests,
and thus create a more solid basis for political stability. New
social identities are constructed around commonly agreed attributes,
norms, and principles of legitimate behavior. The identification
of shared identities and mutual interests can thus replace threat
perceptions. "Talk-shops" and confidence-building measures, widely
practiced by the OSCE, NATO's Partnership for Peace, and a variety
of Asian institutions, are strategic interactions aimed at creating
an environment that can lead to the creation of shared meanings,
social reality, and mutual trust.
This approach to security is consistent with a "social communication"
theory. This theory suggests that a regional social identity does
not emerge from the convergence of preexisting actors' interests
but through conceptual bargaining and argumentative consensus.
It arises from active persuasion and socialization rather than
solely from instrumental bargaining and the exchange of fixed
interests (Deutsch et al., 1957; Habermas, 1984). Instrumental
agreements are not unimportant, however. Given certain conditions
that require specification, they may become preconditions for
deeper processes of social communication and the internalization
of norms.
Moreover, transnational social identities develop around "constitutive"
values and norms (Kratochwil, 1989). These norms provide guidelines
that instill the belief that people across borders inhabit a single
region where, being at home, they can feel safe. In such cognitive
regions (Adler, 1997) people can imagine that they share their
destiny with people of other nations, who happen to share their
values and expectations of proper action in domestic and international
affairs. Karl Deutsch called these regions, security communities,
in which integration leads to a "real assurance that the members
of that community will not fight each other physically, but will
settle their disputes in some other way" (Deutsch et al., 1957:
5). While we do not expect the development of a Mediterranean
security community any time soon, the EMP and related Mediterranean
activities are nonetheless driven by a conception of regional
security, that is consistent with the development of security
communities. This security community perspective suggests that
where such communities develop, security becomes less identified
with balance, and more closely associated with establishing a
community in one's neighborhood. State security, in short, becomes
a function of belonging to a region where actors share social
identities and trust.
Security communities, however, do not develop spontaneously;
they are actively promoted by regional international and transnational
institutions. Security-community—building institutions use
material resources (and expectations of increased welfare and
security in the future) and normative concepts of proper and legitimate
domestic and international behavior (democracy, human rights,
sustainable development, "the Asian way to development," etc.)
to "socially construct" transnational identities.
Project Goals: Documentation, Interpretation,
and Policy Prescription
The project has three short-term goals. First it will document
the process of social engineering of the Mediterranean region.
We expect that the process will involve national, international,
and transnational interactions. Second, the project interpret
those interactions and assess both the opportunities and constraints
facing the regional community-building process. Third, the project
will offer policy prescriptions: In addition to basing
these prescriptions on documentation and interpretation, we will
look to models and linkage strategies. What is the
best "model" for the construction of a Mediterranean region? When
should Mediterranean "community entrepreneurs" look toward Europe?
When should they look to other regional groupings such as ASEAN?
Is any regional model appropriate to community building in this
region? Finally, we incorporate an analysis of the most long-standing
violent conflict in the region. How can the Middle East Peace
Process be linked to this process of region-building? The creation
of the European Community was in many ways an effort to get France
and Germany to bury the hatchet once and for all; how can the
construction of a Mediterranean region help stabilize Arab-Israeli
relations?
Long-Standing Seminar on the Mediterranean Region
This project's long-term goal is the institutionalization of
a long-standing seminar, modeled after the seminar that met for
several decades between the superpowers on nuclear arms control.
This seminar, which would include a mixture of academic experts
from a variety of disciplines as well as national, international,
and transnational political actors from around the Mediterranean,
will meet regularly to discuss issues and problems concerning
the EMP. It will also serve as a bridge between academicians and
politicians and will create bridges between the civil societies
of the countries involved.
Activities, Products, Budget, and Participants.
Activities and Products
The project's long-term objectives are to:
- Hold several interdisciplinary academic conferences on the
construction of the Mediterranean region
- Supervise and edit several books and academic articles on
the subject
- Organize and supervise the holding of a long-standing "Mediterranean
Seminar."
We have already begun the first phase. On November 19, 1999, we
held a conference at UC Berkeley, with experts on Mediterranean
politics, economics, and culture, and experts on European politics
and International Relations. We drew on this expertise to set up
an interdisciplinary research agenda of Mediterranean integration.
It is for the next step that we are seeking funding. We will
ask a selected number of conference participants, as well as other
scholars, with expertise in Western and Islamic cultures and religions,
philosophy, and social theory, to write papers on:
- A history of region building efforts in the Mediterranean
- The social construction of a collective Mediterranean identity
and the areas and attributes around which this identity could
develop
- Dimensions of culture that promote and constrain the development
of a regional identity
- The development of emerging EMP directed economic, social,
and cultural transactions and their impact on region-building,
50 region-building in comparative perspective.
Tentative book outlines are presented in the Appendix. The authors
will present these papers at a second conference, to take place
in Malta in 2001. We subsequently will edit a book on the basis
of these papers.
- Part I: Intro and History
- Ch. 1. Theoretical Background (us)
- Ch 2. A History of the Euro-Med Process (??)
- Ch.3. Culture, Civilizations, and Regions: The Mediterranean
Region in Broad Historical Perspective (Bassam)
- Part II: Mediterranean Culture?
- Ch.4-5. The Development of the Myth of a Mediterranean
Culture. Northern and Southern Perspectives (Thierry, ??)
- Ch.6-7. Perceptions of the Mediterranean: Theoretical
and Empirical Perspectives (???)
- Ch.8. How Med. Cultural Meanings Help Constitute National
Interests and Policies in Med. Countries? (???)
- Ch.9. Dimensions of Culture that Promote and Constrain
the Development of a Med. Culture (Heper)
- Part III: New Emerging Practices in the Med. Region
- Ch. 10. Economic Practices (Alfred)
- Ch..11. Security Practices (Kalypso)
- Ch.12. Political Practices (Solingen)
- Ch.13. Cultural Practices: Basket III (Marquina?)
- Part IV: Great Power and Policy Prescriptions
- Ch.14. Great Powers (mainly the US, Germany, Russia) and
the Med. Region (Attina)
- Ch.15. Policy Prescriptions (collective?)
- Ch. 16. Seminar Diplomacy in the Med Region: Setting the
Med Seminar (us?)
- Part V: Conclusions
- Ch. 17. Region Building in Comparative Perspective (Steph?)
- Ch. 18. Conclusions (us)
In the project's second stage, which will depend on additional
funding, we intend to launch the Mediterranean Seminar, which
will meet, intermittently, in Florence, Italy, Cairo, and Jerusalem.
Attending the seminar will be high level practitioners, journalists,
and scholars who will systematically discuss the constraints and
opportunities facing the construction of a Mediterranean region.
These meetings will last 3-5 years. The input of this long-standing
seminar, as well as the written products of two additional conferences,
will serve as the basis for at least two additional books on the
Mediterranean region. The first book will offer detailed and specific
studies about functional areas and their contribution to the creation
of a Mediterranean culture or cultures and a shared identity.
The second book, which we will write once the last stage of the
project has been finished, will summarize, and report on, the
project's (and the long-standing Mediterranean Seminar's) major
findings.
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