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Publications

Working Papers
Academic Year 2005-2006

All 2005-06 papers are available (as .pdfs) and searchable at the IES e-Scholarship Repository of the California Digital Library.

The Influence of the SS on the Foreign Exchange Controls and the Despoliation of the German Jews, 1935-1941
Ralf Banken, University of Cologne

The law on Foreign Exchange Control, which had been passed as early as 1931 in oder to fight the scarcity of foreign currency, was used to impede the transfer of Jewish property abroad immediately after the Nazis came to power. However, only from 1935 on, legislation on foreign currency aimed at the limitation of Jewish property transfers. After Reinhard Heydrich, in his capacity as the head of the foreign currency investigation office, intervened in the legislation from late 1936 on, the foreign currency laws in very short time were expanded into an instrument of discrimination for Jewish emigration. Even before the pogrom of November 1938, it prevented nearly every transfer of property abroad if the owners were Jewish.

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National Socialist Plundering of Precious Metals, 1933-1945: The Role of Degussa
Ralf Banken, University of Cologne

This research project of the Research Institute for Social and Economic History at the University of Cologne is to clarify the process and causes of the theft of precious metals by the Nazis as well as explaining the economic utilization of the stolen property between 1938 and 1945, giving special consideration to the participation of Degussa in this process. The focus of the study is not only the plundering of Jewish gold in the German death camps, but considers all forms of the confiscation of gold, silver and platinum by German institutions in occupied Europe and the Reich. In this short overview, the sources, methods and results of the study are presented, with special regard to the Polish example.

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Europe and United States, 1944-2006: Two Destinies in an Uncertain World
Gerard (Gérard) Bossuat
, Université de Cergy-Pontoise

An Atlantic partnership is acceptable if the European cultural, linguistic, social and economic diversities are preserved. And yet, Europe feels a threat through the now Globalisation which is so often seen as a form or aspect of Americanisation. The European Union is weak but not drifting away. If the Union do wants to behave as “a global power in the Economic, Social, Environmental governance of the world” (Josaiane Tercinet), it must talk as a united power. This short overview of the period 1945-2006, made by an historian who is aware of the long term influence, shows that it is European integration that has recreated the conditions of the European renewal. Of course, Atlantic economic integration represents a mighty trend ever since 1944. But the Atlantic economic and financial interactions do not necessarily create the political unity of action between the two sides of the Atlantic ocean. It seems that trouble between the two banks of Atlantic is rising because the political, even mental, position of now US leaders and not because economic or commercial tensions. However, it doesn’t only depend on the short term situation. We will conclude on the specificity of the two sides of Atlantic. Beyond an economic integration which seems inevitable in an open world and which will spread to another part of industrial countries, beyond the necessary bilateral cooperation due to the old friendship, to hope overcoming the political and cultural differences between the two is both an unrealizable dream and a mistake.

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The Idea of the West: Changing Perspectives on Europe and America
Andrew Gamble, Political Economy Research Centre, University of Sheffield

America owes its origins to Europe and is unthinkable without Europe, but there has always been a strand of American thinking which has downplayed the connection and wished to assert the exceptionalism of the American experience and the need for America to keep Europe at a distance to involve contamination from its old, corrupt power politics. Europeans were fascinated by the new world unfolding in America, which contrasted so sharply with their own, yet was so intimately related to it. At the same time they regarded America as for the most part a novice and outsider in world politics. Recently roles have been reversed, with many Europeans condemning America as a new Empire, while many Americans accuse Europe of refusing to share the burdens and make the hard choices needed for global leadership. The idea of the West which for four decades united Western Europe under American leadership after 1945 has been undermined. Different current meanings of the ‘West’ are explored through recent arguments about the nature of the relationship between Europe and America, focusing on narratives of security, modernity and ideology. A number of possible scenarios for the future of this relationship are then outlined.

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Inevitable Decline versus Predestined Stability: The Structure of Disciplinary Explanations of the Evolving Transatlantic Order
Gunther Hellmann, Institute of Political Science, Johann Wolfgang Goethe-University Frankfurt am Main


The future of NATO has been a hotly debated topic at the center of IR debates ever since the end of the Cold War. It has also been a very complicated one given the discipline´s conceptual and theoretical difficulties in studying change. Most analysts now agree that NATO (and the transatlantic order more broadly) are going through some major changes. Yet while there is consensus that the depth as well as the pace of these changes is more far-reaching than in past decades it is unclear exactly how deep and how far these changes reach. In order to come to grips with these changes most of the chapters in this book are exploring the character as well as the sources of these changes. This chapter approaches the topic by examining how the discipline has dealt with the question of the evolution of the transatlantic order in the past. It argues that IR has not been very well equipped conceptually to deal with the phenomenon in question, ie. large-scale processes of change. In applying a typological framework developed by Paul Pierson the chapter discusses what types of causal accounts have dominated in the IR literature – and what this may tell us about particular strengths, biases and potential blind spots in coming to grips with the evolution of this order. In essence it argues that the structure of the most prominent explanations is often quite similar irrespective of paradigmatic descent. Inspite of major differences – inspite, even, of mutually exclusive predictions – as to the expected path of the order´s evolution realist, liberal and constructivist accounts heavily rely in equal fashion on causal arguments which emphasize large-scale causal processes which are almost always framed in rather statist structural terms even though they essentially entail slow moving causal processes. This temporal dimension of the causal processes presumably shaping the future of the transatlantic order is seldom spelled out in detail, however. Thus, if one examines the debate as a whole one sees a picture of IR scholarship which essentially oscillates between two extremes: the position that NATO (as the core institution of the transatlantic order) was (and is) certain to survive and the position that it was (and is) certain to collapse. What is more, these extremes on a spectrum of possible positions on the transatlantic order´s evolution between breakdown on the one hand and successful adaptation on the other are not hypothetical but mostly real. Thus, the debate does not gravitate towards the center (ie. a position which, for instance, envisages a loser but still cooperative relationship) after the usual give and take of exchanging scholarly arguments. Rather it mostly sticks with either of the two extreme positions. The chapter illustrates the problems associated with this point in some details and discusses potential remedies.

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The Unraveling of the Atlantic Order: Historical Breakpoints in U.S.-European Relations
Charles A. Kupchan
, Georgetown University and the Council on Foreign Relations

The argument of this paper is that the Atlantic order is in the midst of a fundamental transition. The transatlantic discord that has emerged since the late 1990s marks a historical breakpoint; foundational principles of the Atlantic security order that emerged after World War II have been compromised. Mutual trust has eroded, institutionalized cooperation can no longer be taken for granted, and a shared Western identity has attenuated. To be sure, the Atlantic democracies continue to constitute a unique political grouping. But as scholars and policy makers alike struggle to diagnose the troubles that have befallen the Atlantic community and to prescribe mechanisms for redressing the discord, they would be wise to recognize the scope of change that has been taking place in the Atlantic order.

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Struggling Over Civil Liberties: The Troubled Foundations of the West
Abraham Newman, School of Foreign Service, Georgetown University

Shared fundamental liberties and democratic principles have long provided the core of what observers of international affairs termed the West. While national institutions and policies have at times varied, they rarely challenged the foundations of the transatlantic partnership. With the rise of information technology and the new security environment, however, local variations in fundamental rights have produced significant international implications. Examining recent transatlantic disputes over privacy and free speech, the paper argues that a new set of international issues have emerged dealing with transnational civil liberties. Once core unifying principles of the transatlantic relationship these basic freedoms have transformed into flashpoints for conflict. After identifying this new trend, the paper argues that the nature of these conflicts is framed by the timing of international interdependence relative to the maturity of national regulatory regimes.

 

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Mad Cows and Ailing Hens: The Transatlantic Relationship and Livestock Diseases
Kate O’Neill, UC Berkeley

This paper examines how the emergence and spread of animal diseases such as bovine spongiform encephalopathy (BSE, or "mad cow disease") or avian influenza have shaped the dynamics of transatlantic trade in live animals and meat products. It then compares the responses of the US and the EU, respectively, to looming, potentially long-term threats of epidemics to human and animal health, focusing particularly on recent outbreaks BSE and avian flu. It documents what appears to be a shift away from a sole reliance on trade embargoes to protect animal and public health from disease outbreaks to deeper, institutional responses on the part of the US and EU respectively. However, while it appears that the EU is learning from the US public health establishment, there is little evidence of transatlantic cooperation in this area.

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Institutional Origins of Bargaining Power: The New Transatlantic Relations in Financial Services
Elliot Posner, George Washington University

This article examines the new transatlantic relations in financial services. It maintains that shifting boundaries of regulatory authority inside the EU are changing the distribution of external bargaining power and thereby shaping patterns of US-EU dispute management. The argument challenges constructivist and functionalist hypotheses. By showing that changing frontiers of authority are likely, often unintended, sources of altered levels of market dependencies, it also explains why presumptions of continued US financial hegemony have not been borne out. The article’s empirical section demonstrates that the root cause of new, more balanced Euro-American relations was the creation of an EU regulatory system for financial services, which is transferring authority from the national to the European level. This regional development has increased the relative bargaining power of EU regulators. The more accommodative stance of US financial authorities comes largely in reaction to pressure from American companies that operate in Europe and have much at stake in the shape of new EU financial regulations. The construction of a European-level regulatory regime, carried out for largely internal reasons, thus triggered new private sector political behavior and US regulatory positions and altered transatlantic relations in financial services. These findings have implications for debates about firm-government relations, governance of the international economy and the EU as a global actor.

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Transatlantic Tensions and European Security
Mary Elise Sarotte, St. John's College, University of Cambridge

Any nuanced assessment of current transatlantic tensions requires an awareness of their historical context. An understanding of the legacy of the Cold War in particular helps to answer the following questions: (1) What are the sources of current US-European tensions? (2) Has the transatlantic connection sustained mortal damage, or can it endure? (3) What changes of attitude and of focus might help the transatlantic relationship in the future? The argument is as follows: The US-European relationship is under assault not just because of recent US military actions but also because of a longer-term shift away from a successful US Cold War grand strategy that still had much to offer the post-Cold War world. However, cause for alarm is limited, because the history of cooperation, the lack of alternative partners, and the very real nature of external threats means that neither the US nor the Europeans have any realistic alternative to cooperation with each other.

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Dealing with Disaster: The San Francisco Earthquake of 1906
Christoph Strupp, German Historical Instititute, Washington, D.C.

The San Francisco earthquake of 1906 remains one of the biggest urban disasters in American history. This paper gives a comprehensive overview of how the city coped with the immediate consequences of the catastrophe and quickly rebuilt. It analyzes the tense political situation of San Francisco in 1906, the role of the economic elite during and after the disaster, insurance aspects, social consequences of the process of rebuilding, and, finally, the treatment of the earthquake in the media and by contemporary geologists. I argue that the rebound of San Francisco was contingent on a unique combination of factors that ensured its success. However, San Francisco has limited value as a role model for other cities in a disaster situation. The downplay of the geological danger in the interest of economic benefits stood in the way of an adequate preparation for future earthquakes and hampered attempts to educate the general public.

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The Rise and Fall of the Bush Doctrine: the Impact on Transatlantic Relations
Justin Vaisse (Vaïsse), French Ministry of Foreign Affairs and Institut d'Etudes Politiques de Paris

Between 2002 and 2005, a relatively coherent and profoundly renewed strategic approach to international relations was developed by the Bush administration. Premised on an optimistic assessment of great power relations ("a balance of power that favors freedom"), it emphasized the importance of promoting democracy as a way to solve many of the long-term political and security problems of the greater Middle East. It rested on the view that American military power and assertive diplomacy should be used to defeat tyrannies, challenge a pernicious status quo and coerce states into abandoning weapons of mass destruction and support for terrorism - without worrying too much about legitimacy or formal multilateralism. The Bush doctrine led to tensions with the Europeans, who for the most part shared neither the world view that underpinned it nor its optimism about possible results, especially as far as geopolitical stability, terrorism and weapons of mass destruction were concerned. Then, in 2005, two silent developments took place: the Bush administration, while insisting on staying the course rhetorically (through "transformational diplomacy"), reverted to classical realism in its actual diplomacy - largely for reasons of expediency. China and India, on the other hand, imposed themselves on the global agenda, bringing multipolarity back into the picture of the world to come. While generally closer to European views, the new American realist line remains distinct from the European insistence on strengthening the rules and institutions of global governance.


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